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FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.

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For Industry Professionals

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Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.

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Firm compliance professionals can access filings and requests, run reports and submit support tickets.

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Immediately Effective Rule Changes Pending SEC Notification
SR-FINRA-2025-007
  • Section 7 — Fees for Filing Documents Pursuant to the Securities Offerings Rules
SR-FINRA-2025-006
  • 900. Code of Procedure
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SR-FINRA-2025-004
  • 900. Code of Procedure
  • 8320. Payment of Fines, Other Monetary Sanctions, or Costs; Summary Action for Failure to Pay
  • 9360. Effectiveness of Sanctions
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